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MICHAEL DALE SHERWOOD
CRD#: 4131418
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 510 N Humphreys St
Flagstaff, AZ 86001
Flagstaff, AZ 86001
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 510 N Humphreys St
FLAGSTAFF, AZ 86001
FLAGSTAFF, AZ 86001
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 3/10/2003
B
Nevada 12/1/2015
IA
Arizona 11/1/2021
B
New Mexico 12/12/2017
B
California 12/20/2006
B
Ohio 12/16/2013
B
Colorado 6/10/2008
B
Oregon 5/15/2012
B
Florida 1/5/2009
B
Tennessee 9/3/2020
B
Maryland 1/3/2022
B
Texas 3/24/2016
B
Minnesota 7/16/2007
IA
Texas 8/15/2023
B
Missouri 1/24/2024
B
Washington 6/15/2017
B
Montana 7/17/2019
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 3/10/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2005 - 11/01/2021 | FLAGSTAFF, AZ | |
B | 02/14/2000 - 03/17/2003 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.