• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ERIC NEAL GATES JR
CRD#: 4131334
IA
Investment Adviser
B
Broker
USAA INVESTMENT SERVICES COMPANYCRD#: 5475 9800 FREDERICKSBURG ROAD
SAN ANTONIO, TX 78288
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2020 - 2020 (<1 year)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2010 - 2020 (10 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2001 - 2009 (8 years)IAUSAA INVESTMENT SERVICES COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2010 - 2018 (8 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2009 (<1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2006 - 2009 (2 years)
License(s)

State Registrations

IA
Texas 9/15/2022

B
Texas 9/16/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288
SAN ANTONIO, TX
Registered with this firm since 9/16/2022

IA
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288
SAN ANTONIO, TX
Registered with this firm since 9/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2018 - 09/29/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
06/08/2020 - 09/29/2020 USAA INVESTMENT SERVICES COMPANY (CRD#:5475) SAN ANTONIO, TX
B
01/12/2010 - 06/08/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
01/25/2010 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
IA
01/02/2009 - 10/15/2009 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SAINT PETERSBURG, FL
B
03/19/2001 - 10/14/2009 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) JACKSON, WY
IA
06/15/2006 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) JACKSON, WY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.