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SEAN LEWIS DOBRANICH
CRD#: 4131182
IA
B
LPL FINANCIAL LLCCRD#: 6413 8180 RAFAEL RIVERA WAY STE 305
LAS VEGAS, NV 89113
LAS VEGAS, NV 89113
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10/16/2004
Employment Separation After Allegations
State Registrations
B
Arizona 7/21/2021
B
New Jersey 11/12/2021
B
California 7/21/2021
B
New Mexico 7/21/2021
B
Colorado 7/21/2021
B
New York 7/21/2021
B
Florida 7/21/2021
B
Ohio 7/21/2021
B
Hawaii 7/21/2021
B
Oregon 7/21/2021
B
Idaho 11/5/2024
B
Tennessee 10/20/2021
B
Kansas 7/21/2021
B
Texas 7/21/2021
B
Kentucky 2/6/2025
IA
Texas 7/21/2021
B
Michigan 7/21/2021
B
Utah 7/21/2021
B
Mississippi 7/21/2021
B
Virginia 8/31/2021
B
Nevada 7/21/2021
B
Washington 7/21/2021
IA
Nevada 7/21/2021
B
Wisconsin 10/25/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/21/2021
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Registered with this firm since 7/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/24/2015 - 07/21/2021 | LAS VEGAS, NV | |
B | 04/23/2015 - 07/21/2021 | LAS VEGAS, NV | |
IA | 01/02/2015 - 05/06/2015 | LAS VEGAS, NV | |
B | 01/02/2015 - 05/06/2015 | LAS VEGAS, NV | |
IA | 12/21/2011 - 01/02/2015 | LAS VEGAS, NV | |
B | 12/21/2011 - 01/02/2015 | LAS VEGAS, NV | |
IA | 01/03/2011 - 12/19/2011 | NORTH LAS VEGAS, NV | |
B | 01/03/2011 - 12/19/2011 | NORTH LAS VEGAS, NV | |
IA | 06/02/2005 - 01/03/2011 | NORTH LAS VEGAS, NV | |
B | 05/24/2005 - 01/03/2011 | NORTH LAS VEGAS, NV | |
B | 01/11/2005 - 06/10/2005 | SPRINGFIELD, MA | |
IA | 11/21/2003 - 10/25/2004 | LAS VEGAS, NV | |
B | 11/21/2003 - 10/25/2004 | BOSTON, MA | |
IA | 10/15/2001 - 11/26/2003 | LAS VEGAS, NV | |
B | 09/20/2001 - 11/26/2003 | NEW YORK, NY | |
B | 03/29/2000 - 09/05/2001 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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