STAN GENE WAGNER - Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Investment Adviser Public Disclosure SEC and NASAA logo Image

Investment Adviser Search
Investment Adviser Data
Form ADV Data
Resources
Investment Advisor Representative
Report Summary

Individual
Firm

When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.

< Back to Results

Detailed ReportReport

STAN GENE WAGNER

STANLEY GENE WAGNER

CRD#: 4130465

Investment Adviser

Broker

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139

7600 W. HWY 146
Suite 400
Pewee Valley, KY 40056

CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543

7600 W. HWY 146
ENGLISH MANOR I SUITE 400
PEWEE VALLEY, KY 40056

Registration History

Disclosure(s)

View By:

2/20/2008

Customer Dispute

Denied

License(s)

State Registrations

Florida 1/4/2016

Maryland 1/4/2016

Indiana 1/11/2016

Texas 1/4/2016

Kentucky 1/4/2016

Texas 1/4/2016

Kentucky 1/4/2016

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)

7600 W. HWY 146 Suite 400, Pewee Valley, KY 40056

Registered with this firm since 1/4/2016

CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)

7600 W. HWY 146 ENGLISH MANOR I SUITE 400, PEWEE VALLEY, KY 40056

Registered with this firm since 1/4/2016

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	05/24/2010 - 12/31/2015	INVESTMENT ADVISORS (CRD#:15708)	LOUISVILLE, KY
B	05/21/2010 - 12/31/2015	PROEQUITIES, INC. (CRD#:15708)	LOUISVILLE, KY
IA	11/01/2006 - 05/14/2010	UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787)	LOUISVILLE, KY
B	10/25/2006 - 05/14/2010	UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787)	LOUISVILLE, KY
IA	07/07/2003 - 10/18/2006	H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979)	LOUISVILLE, KY
B	02/21/2000 - 10/18/2006	H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979)	LOUISVILLE, KY
IA	03/07/2003 - 07/09/2003	RSM MCGLADREY, INC. (CRD#:111221)	WEST PALM BEACH, FL

INVESTMENT ADVISORS (CRD#:15708)

LOUISVILLE, KY

05/24/2010 - 12/31/2015

PROEQUITIES, INC. (CRD#:15708)

LOUISVILLE, KY

05/21/2010 - 12/31/2015

UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787)

LOUISVILLE, KY

11/01/2006 - 05/14/2010

UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787)

LOUISVILLE, KY

10/25/2006 - 05/14/2010

H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979)

LOUISVILLE, KY

07/07/2003 - 10/18/2006

H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979)

LOUISVILLE, KY

02/21/2000 - 10/18/2006

RSM MCGLADREY, INC. (CRD#:111221)

WEST PALM BEACH, FL

03/07/2003 - 07/09/2003

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.