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ROGER DAVID OPRANDI
CRD#: 4129873
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 9350 S DIXIE HWY
STE 1410
MIAMI, FL 33156-2944
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - Present (24 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2000 - 2006 (6 years)
Disclosure(s)
View By:
11/17/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/21/2013

B
Nebraska 6/8/2005

B
California 9/2/2010

B
Nevada 6/20/2024

B
Colorado 8/23/2013

B
New Jersey 3/12/2014

B
Connecticut 9/23/2021

B
New Mexico 5/4/2023

B
District of Columbia 9/23/2021

B
New York 7/6/2010

B
Florida 3/7/2000

B
North Carolina 1/20/2015

IA
Florida 3/7/2000

B
South Carolina 12/22/2008

B
Georgia 3/5/2007

B
Tennessee 6/17/2020

B
Hawaii 9/23/2021

B
Texas 3/27/2012

B
Illinois 11/21/2019

IA
Texas 4/13/2012

B
Louisiana 5/7/2024

B
Vermont 9/23/2021

B
Maryland 8/10/2015

B
Virginia 9/23/2021

B
Massachusetts 3/19/2021

B
Washington 3/3/2021

B
Minnesota 5/24/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
9350 S DIXIE HWY STE 1410, MIAMI, FL 33156-2944
Palmetto Bay, FL
Registered with this firm since 3/7/2000

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
9350 S DIXIE HWY STE 1410, MIAMI, FL 33156-2944
Palmetto Bay, FL
Registered with this firm since 3/3/2000

Previous Registration(s)
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B
03/03/2000 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.