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JOSE BEHAR
CRD#: 4129296
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 2100 Ponce de Leon Blvd
Suite 600
Coral Gables, FL 33134
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2009 (2 years)2 FIRMS2012 - Present (12 years)BNEW ENGLAND SECURITIES (CRD# 615)2009 - 2012 (3 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2002 - 2005 (2 years)BAXA ADVISORS, LLC (CRD# 6627)2000 - 2001 (<1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2010 - 2012 (2 years)
Disclosure(s)
View By:
6/24/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/31/2012

B
Indiana 6/5/2023

B
Florida 10/31/2012

B
South Carolina 10/11/2019

IA
Florida 11/8/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
2100 Ponce de Leon Blvd Suite 600, Coral Gables, FL 33134
MIAMI, FL
Registered with this firm since 11/8/2012

B
MML INVESTORS SERVICES, LLC (CRD#:10409)
2100 Ponce de Leon Blvd Suite 600, Coral Gables, FL 33134
MIAMI, FL
Registered with this firm since 10/31/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/23/2010 - 10/17/2012 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) MIAMI, FL
B
04/30/2009 - 10/17/2012 NEW ENGLAND SECURITIES (CRD#:615) MIAMI, FL
IA
07/13/2006 - 04/30/2009 SSN ADVISORY, INC. (CRD#:126090) MIAMI, FL
B
06/15/2006 - 04/30/2009 SECURITIES SERVICE NETWORK, INC. (CRD#:13318) MIAMI, FL
IA
03/22/2005 - 06/13/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
B
03/15/2005 - 06/13/2006 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
B
09/26/2002 - 01/19/2005 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
08/31/2000 - 06/14/2001 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.