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Detailed Report
Darin James Leone
DARIN JAMES LEONE, Darin J Leone
CRD#: 4128395
IA
Investment Adviser
B
Broker
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 161 Washington St
Suite 1111
Conshohocken, PA 19428
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (1 year)BMANNING & NAPIER INVESTOR SERV... (CRD# 26266)2009 - 2021 (11 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2000 - 2003 (2 years)BSIMMERS CAPITAL MANAGEMENT COR... (CRD# 29960)2000 - 2000 (<1 year)IATWO WEST CAPITAL ADVISORS LLC (CRD# 154543)2022 - 2023 (<1 year)IAMANNING & NAPIER ADVISORS, LLC (CRD# 105992)2010 - 2021 (11 years)IAMANNING & NAPIER ADVISORY ADVA... (CRD# 106652)2009 - 2013 (4 years)
License(s)

State Registrations

B
Florida 3/25/2024
B
Pennsylvania 3/5/2024
IA
Florida 3/26/2024
IA
Pennsylvania 3/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 Washington St Suite 1111, Conshohocken, PA 19428
Lutz, FL
Registered with this firm since 3/26/2024
B
HORNOR, TOWNSEND & KENT, LLC (CRD#:4031)
161 Washington St Suite 1111, Conshohocken, PA 19428
Lutz, FL
Registered with this firm since 3/5/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/09/2023 - 01/10/2024 ADVICE AND PLANNING SERVICES (CRD#:20472) TAMPA, FL
B
 06/16/2023 - 01/10/2024 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) TAMPA, FL
IA
 08/03/2022 - 05/31/2023 TWO WEST CAPITAL ADVISORS LLC (CRD#:154543) OVERLAND PARK, KS
IA
 02/11/2010 - 08/10/2021 MANNING & NAPIER ADVISORS, LLC (CRD#:105992) FAIRPORT, NY
B
 10/05/2009 - 08/10/2021 MANNING & NAPIER INVESTOR SERVICES, INC. (CRD#:26266) FAIRPORT, NY
IA
 10/05/2009 - 12/31/2013 MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC (CRD#:106652) FAIRPORT, NY
IA
 07/21/2005 - 03/05/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ST. PETERSBURG, FL
B
 07/07/2005 - 03/05/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ST. PETERSBURG, FL
B
 10/03/2000 - 04/29/2003 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 03/10/2000 - 09/13/2000 SIMMERS CAPITAL MANAGEMENT CORPORATION (CRD#:29960) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.