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Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2009 (9 years)IAJAMES A WYNNE LLC (CRD# 323881)2022 - Present (2 years)BAMERICAN HERITAGE SECURITIES, INC. (CRD# 29678)2009 - 2019 (10 years)IASUMMIT WEALTH MANAGEMENT LLC (CRD# 226722)2020 - 2023 (3 years)IAEGI FINANCIAL, INC. (CRD# 120607)2009 - 2020 (11 years)
Disclosure(s)
View By:
5/12/2009
Customer Dispute
Settled
License(s)

State Registrations

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Ohio 12/13/2022

Current Registration(s)
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JAMES A WYNNE LLC (CRD#:323881)
HINCKLEY, OH
Registered with this firm since 12/13/2022

Previous Registration(s)
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01/14/2020 - 02/18/2023 SUMMIT WEALTH MANAGEMENT LLC (CRD#:226722) Akron, OH
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08/26/2009 - 10/22/2020 EGI FINANCIAL, INC. (CRD#:120607) AKRON, OH
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07/17/2009 - 11/18/2019 AMERICAN HERITAGE SECURITIES, INC. (CRD#:29678) AKRON, OH
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06/13/2000 - 07/23/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WOOSTER, OH
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03/16/2000 - 07/23/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WOOSTER, OH
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.