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AMY BROOKE MARTINEZ
AMY BROOKE GAURMER/SEARLE, AMY BROOKE PARONTO, BROOKE PARONTO
CRD#: 4127899
IA
B
D.A. DAVIDSON & CO.CRD#: 199 360 W PARK DR
SUITE 200
GRAND JUNCTION, CO 81505
SUITE 200
GRAND JUNCTION, CO 81505
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alaska 3/21/2023
B
Montana 11/7/2022
B
Arizona 5/6/2021
B
Nevada 5/6/2021
B
California 5/6/2021
B
New Hampshire 3/21/2023
B
Colorado 5/6/2021
B
New Mexico 3/21/2023
IA
Colorado 5/6/2021
B
New York 11/3/2023
B
Florida 3/21/2023
B
Oklahoma 3/21/2023
B
Hawaii 5/6/2021
B
Oregon 3/21/2023
B
Idaho 5/6/2021
B
South Carolina 1/10/2023
B
Kansas 10/24/2024
B
Texas 5/6/2021
B
Louisiana 1/9/2023
IA
Texas 5/6/2021
B
Massachusetts 3/21/2023
B
Utah 5/6/2021
B
Michigan 1/17/2025
B
Wisconsin 3/21/2023
B
Missouri 3/21/2023
B
Wyoming 9/23/2024
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/6/2021
B
Registered with this firm since 5/6/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/30/2014 - 05/12/2021 | GRAND JUNCTION, CO | |
B | 05/30/2014 - 05/12/2021 | GRAND JUNCTION, CO | |
IA | 09/29/2010 - 06/02/2014 | GRAND JUNCTION, CO | |
B | 06/30/2010 - 06/02/2014 | GRAND JUNCTION, CO | |
B | 06/18/2008 - 06/22/2010 | GRAND JUNCTION, CO | |
B | 02/10/2006 - 06/12/2008 | FRUITA, CO | |
B | 04/08/2005 - 02/01/2006 | NEW YORK, NY | |
B | 05/31/2001 - 10/26/2004 | NEW YORK, NY | |
B | 02/21/2000 - 05/02/2001 | OVERLAND PARK, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.