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WILLIAM EDWARD GALVIN JR
CRD#: 4127582
IA
Investment Adviser
B
Broker
HIGHTOWER ADVISORS, LLCCRD#: 145323 167 East Central Avenue
Pearl River, NY 10965
HIGHTOWER SECURITIES, LLCCRD#: 116681 167 East Central Avenue
Pearl River, NY 10965
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2024 (19 years)2 FIRMS2024 - Present (1 year)BMONY SECURITIES CORPORATION (CRD# 4386)2001 - 2004 (3 years)BTRUSTED SECURITIES ADVISORS CORP. (CRD# 24049)2001 - 2002 (1 year)BAMERICAN SKANDIA MARKETING, INC. (CRD# 21570)2000 - 2001 (1 year)IACMG FINANCIAL PLANNING, LTD. (CRD# 119609)2021 - 2023 (2 years)IAMONY SECURITIES CORPORATION (CRD# 4386)2002 - 2004 (2 years)
Disclosure(s)
View By:
11/13/2024
Customer Dispute
Pending
License(s)

State Registrations

B
Arizona 1/2/2024

B
Nevada 1/2/2024

B
California 1/2/2024

B
New Jersey 1/2/2024

B
Colorado 1/2/2024

B
New Mexico 1/2/2024

B
Connecticut 1/2/2024

B
New York 1/2/2024

B
Delaware 1/2/2024

IA
New York 1/4/2024

B
District of Columbia 1/2/2024

B
North Carolina 1/2/2024

B
Florida 1/2/2024

B
Ohio 1/2/2024

B
Georgia 1/2/2024

B
Pennsylvania 1/2/2024

B
Idaho 1/2/2024

B
Rhode Island 1/2/2024

B
Illinois 1/2/2024

B
South Carolina 1/2/2024

B
Iowa 1/2/2024

B
Texas 1/2/2024

B
Maine 1/2/2024

B
Utah 1/2/2024

B
Maryland 1/2/2024

B
Vermont 1/2/2024

B
Massachusetts 1/2/2024

B
Virginia 1/2/2024

B
Michigan 1/2/2024

B
Washington 1/2/2024

B
Minnesota 1/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HIGHTOWER ADVISORS, LLC (CRD#:145323)
167 East Central Avenue, Pearl River, NY 10965
Registered with this firm since 1/4/2024

B
HIGHTOWER SECURITIES, LLC (CRD#:116681)
167 East Central Avenue, Pearl River, NY 10965
Registered with this firm since 1/2/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/04/2004 - 01/04/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) STAMFORD, CT
B
08/04/2004 - 01/04/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) STAMFORD, CT
IA
08/27/2021 - 12/14/2023 CMG FINANCIAL PLANNING, LTD. (CRD#:119609) NEW YORK, NY
IA
05/30/2002 - 08/16/2004 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
06/07/2001 - 08/16/2004 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
B
12/11/2001 - 12/31/2002 TRUSTED SECURITIES ADVISORS CORP. (CRD#:24049) NEW YORK, NY
B
04/24/2000 - 07/05/2001 AMERICAN SKANDIA MARKETING, INC. (CRD#:21570) SHELTON, CT
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.