Individual Firm
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Tyson Van Scofield
CRD#: 4127384
IA
B
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 329 Gellert Blvd
Daly City, CA 94015
Daly City, CA 94015
0
Disclosures
24
Years of Experience
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State Registrations
B
Arizona 12/11/2015
B
Nevada 12/11/2015
B
California 9/8/2015
B
New Jersey 11/24/2015
IA
California 9/9/2015
B
North Carolina 9/5/2017
B
Connecticut 5/17/2016
B
Ohio 1/3/2024
B
Florida 11/3/2015
B
Oregon 1/14/2023
B
Georgia 10/6/2016
B
Texas 11/3/2015
B
Hawaii 5/5/2022
B
Washington 2/29/2016
B
Illinois 4/29/2024
SRO Registrations
B
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IA
Registered with this firm since 9/9/2015
B
Registered with this firm since 9/8/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2006 - 09/23/2015 | SAN FRANCISCO, CA | |
B | 10/04/2005 - 09/23/2015 | SAN FRANCISCO, CA | |
IA | 03/14/2001 - 09/14/2005 | SAN FRANCISC, CA | |
B | 10/23/2000 - 09/14/2005 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.