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KELLY PIVOLA
CRD#: 4126190
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 INDEPENDENT DR 20TH FL
[SUPPORT CENTER]
JACKSONVILLE, FL 32202
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2005 (5 years)2 FIRMS2005 - 2009 (3 years)2 FIRMS2013 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2009 - 2013 (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2009 - 2009 (<1 year)IAMORGAN STANLEY (CRD# 149777)2010 - 2013 (3 years)
License(s)

State Registrations

B
Alabama 12/12/2013

B
Montana 9/20/2024

B
Alaska 9/20/2024

B
Nebraska 9/17/2024

B
Arizona 9/12/2017

B
Nevada 9/17/2024

B
Arkansas 9/17/2024

B
New Hampshire 9/17/2024

B
California 3/15/2017

B
New Jersey 9/17/2024

B
Colorado 9/17/2024

B
New Mexico 9/20/2024

B
Connecticut 7/9/2015

B
New York 5/22/2017

B
Delaware 9/17/2024

B
North Carolina 3/20/2017

B
District of Columbia 9/17/2024

B
Ohio 9/18/2024

B
Florida 12/12/2013

B
Oklahoma 9/17/2024

IA
Florida 12/17/2013

B
Oregon 9/17/2024

B
Georgia 12/12/2013

B
Pennsylvania 9/17/2024

B
Hawaii 9/17/2024

B
Rhode Island 9/17/2024

B
Idaho 9/17/2024

B
South Carolina 3/15/2017

B
Illinois 9/17/2024

B
South Dakota 9/17/2024

B
Indiana 9/17/2024

B
Tennessee 4/4/2017

B
Kansas 9/17/2024

B
Texas 9/17/2024

B
Kentucky 9/17/2024

IA
Texas 9/18/2024

B
Louisiana 9/17/2024

B
Utah 9/17/2024

B
Maine 9/20/2024

B
Vermont 9/20/2024

B
Maryland 9/17/2024

B
Virginia 9/17/2024

B
Massachusetts 9/17/2024

B
Washington 9/17/2024

B
Michigan 9/17/2024

B
West Virginia 9/17/2024

B
Minnesota 3/15/2017

B
Wisconsin 3/15/2017

B
Mississippi 9/17/2024

B
Wyoming 9/17/2024

B
Missouri 3/15/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 INDEPENDENT DR 20TH FL [SUPPORT CENTER], JACKSONVILLE, FL 32202
Registered with this firm since 12/17/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 INDEPENDENT DR 20TH FL [SUPPORT CENTER], JACKSONVILLE, FL 32202
Registered with this firm since 12/12/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/08/2010 - 12/18/2013 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
B
06/02/2009 - 12/18/2013 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
B
05/29/2009 - 07/23/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
IA
08/05/2005 - 05/29/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
B
08/03/2005 - 05/29/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
IA
08/04/2000 - 08/05/2005 MORGAN STANLEY (CRD#:7556) BOCA RATON, FL
B
08/02/2000 - 08/05/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.