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Detailed Report
LISA MARIE DERIG
LISA MARIE BARBER, LISA M. DERIG
CRD#: 4126079
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 401 W FRONT ST STE 400
BOISE, ID 83702
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2014 (7 years)2 FIRMS2014 - 2024 (10 years)2 FIRMS2024 - Present (<1 year)BMCDONALD INVESTMENTS INC. (CRD# 566)2001 - 2006 (5 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2001 (<1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)2000 - 2001 (<1 year)IAMCDONALD INVESTMENTS INC. (CRD# 566)2003 - 2006 (3 years)
License(s)

State Registrations

B
Alaska 11/11/2024
B
Montana 11/11/2024
B
Arizona 11/11/2024
B
Nevada 11/11/2024
B
California 11/11/2024
B
New Hampshire 11/14/2024
B
Colorado 11/11/2024
B
New Mexico 11/11/2024
B
Florida 11/11/2024
B
North Carolina 11/11/2024
B
Georgia 11/11/2024
B
Oregon 11/11/2024
B
Hawaii 11/11/2024
B
Pennsylvania 11/11/2024
B
Idaho 11/11/2024
B
Tennessee 11/11/2024
IA
Idaho 11/11/2024
B
Texas 11/11/2024
B
Kansas 11/11/2024
IA
Texas 11/11/2024
B
Maine 11/11/2024
B
Utah 11/11/2024
B
Maryland 12/4/2024
B
Virginia 11/11/2024
B
Massachusetts 11/11/2024
B
Washington 11/11/2024
B
Michigan 11/11/2024
B
Wisconsin 11/11/2024
B
Minnesota 11/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
401 W FRONT ST STE 400, BOISE, ID 83702
Registered with this firm since 11/11/2024
B
LPL FINANCIAL LLC (CRD#:6413)
401 W FRONT ST STE 400, BOISE, ID 83702
Registered with this firm since 11/11/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/24/2014 - 11/13/2024 WELLS FARGO ADVISORS (CRD#:11025) BOISE, ID
B
 10/24/2014 - 11/13/2024 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) BOISE, ID
IA
 12/18/2006 - 10/28/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
B
 12/18/2006 - 10/28/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
IA
 05/02/2003 - 12/19/2006 MCDONALD INVESTMENTS INC. (CRD#:566) BOISE, ID
B
 07/27/2001 - 12/19/2006 MCDONALD INVESTMENTS INC. (CRD#:566) BOISE, ID
B
 05/02/2001 - 07/06/2001 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
 06/19/2000 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.