Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Seth Richard Willenborg
CRD#: 4125860
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 5300 FOUNTAINS DR N E
SUITE 102
CEDAR RAPIDS, IA 52411-4707
Registration History
199820002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2001 - Present (23 years)
Disclosure(s)
View By:
1/2/1998
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 2/18/2025
B
Massachusetts 5/1/2019
B
Alaska 8/30/2019
B
Minnesota 1/30/2002
B
Arizona 9/19/2008
B
Missouri 7/11/2001
B
Arkansas 8/3/2021
B
Nebraska 7/13/2016
B
California 1/30/2002
B
New York 2/8/2021
B
Colorado 12/4/2014
B
Oklahoma 9/20/2023
B
Connecticut 4/13/2015
B
Oregon 5/11/2018
B
Delaware 7/6/2018
B
Pennsylvania 3/9/2017
B
District of Columbia 8/29/2022
B
South Carolina 2/15/2005
B
Florida 7/12/2001
B
South Dakota 10/24/2016
B
Georgia 12/9/2013
B
Tennessee 4/5/2016
B
Illinois 7/11/2001
B
Texas 10/19/2004
B
Indiana 1/30/2002
IA
Texas 1/16/2019
B
Iowa 5/17/2001
B
Virginia 1/28/2005
IA
Iowa 1/19/2007
B
Washington 11/16/2009
B
Kansas 1/30/2002
B
West Virginia 12/12/2024
B
Kentucky 12/20/2016
B
Wisconsin 1/30/2002
B
Maryland 4/16/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
5300 FOUNTAINS DR N E SUITE 102, CEDAR RAPIDS, IA 52411-4707
Registered with this firm since 1/19/2007
B
EDWARD JONES (CRD#:250)
5300 FOUNTAINS DR N E SUITE 102, CEDAR RAPIDS, IA 52411-4707
Registered with this firm since 5/1/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.