View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 04/02/2019 - 02/03/2025 | LUBBOCK, TX | |
B | 04/02/2019 - 02/03/2025 | LUBBOCK, TX | |
IA | 05/17/2017 - 04/03/2019 | LUBBOCK, TX | |
B | 05/15/2017 - 04/03/2019 | LUBBOCK, TX | |
B | 08/16/2016 - 12/23/2016 | LUBBOCK, TX | |
IA | 08/21/2012 - 08/15/2016 | COLUMBUS, OH | |
B | 08/21/2012 - 08/15/2016 | COLUMBUS, OH | |
IA | 05/09/2007 - 08/23/2012 | WASHINGTON, DC | |
B | 02/23/2007 - 08/23/2012 | DALLAS, TX | |
IA | 10/04/2005 - 01/26/2007 | SAN ANTONIO, TX | |
B | 10/10/2005 - 01/26/2007 | SAN ANTONIO, TX | |
IA | 11/02/2004 - 01/26/2005 | AUSTIN, TX | |
B | 10/13/2004 - 01/26/2005 | OMAHA, NE | |
IA | 11/20/2001 - 03/11/2003 | SAN ANTONIO, TX | |
B | 10/02/2001 - 03/11/2003 | JERSEY CITY, NJ | |
B | 09/13/2000 - 09/05/2001 | WESTLAKE, TX | |
B | 02/08/2000 - 07/05/2000 | DENVER, CO |