• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN ALAN BULLOCK JR
JOHN ALAN BULLOCK
CRD#: 4125207
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4216 102ND ST STE 20
LUBBOCK, TX 79423
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2003 (1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2012 (5 years)2 FIRMS2012 - 2016 (4 years)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - 2025 (5 years)2 FIRMS2025 - Present (<1 year)BSCOTTRADE, INC. (CRD# 8206)2016 - 2016 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2001 (1 year)BJANUS DISTRIBUTORS, INC. (CRD# 28832)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Arizona 1/27/2025

B
Tennessee 1/27/2025

B
Arkansas 1/27/2025

B
Texas 1/27/2025

B
New Mexico 1/27/2025

IA
Texas 1/27/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4216 102ND ST STE 20, LUBBOCK, TX 79423
Registered with this firm since 1/27/2025

B
LPL FINANCIAL LLC (CRD#:6413)
4216 102ND ST STE 20, LUBBOCK, TX 79423
Registered with this firm since 1/27/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2019 - 02/03/2025 WELLS FARGO ADVISORS (CRD#:19616) LUBBOCK, TX
B
04/02/2019 - 02/03/2025 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LUBBOCK, TX
IA
05/17/2017 - 04/03/2019 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) LUBBOCK, TX
B
05/15/2017 - 04/03/2019 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LUBBOCK, TX
B
08/16/2016 - 12/23/2016 SCOTTRADE, INC. (CRD#:8206) LUBBOCK, TX
IA
08/21/2012 - 08/15/2016 NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#:142373) COLUMBUS, OH
B
08/21/2012 - 08/15/2016 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
IA
05/09/2007 - 08/23/2012 ICMA RETIREMENT CORP (CRD#:108783) WASHINGTON, DC
B
02/23/2007 - 08/23/2012 ICMA-RC SERVICES, LLC (CRD#:23189) DALLAS, TX
IA
10/04/2005 - 01/26/2007 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
B
10/10/2005 - 01/26/2007 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
11/02/2004 - 01/26/2005 AMERITRADE ADVISORY SERVICES LLC (CRD#:132414) AUSTIN, TX
B
10/13/2004 - 01/26/2005 AMERITRADE, INC. (CRD#:5633) OMAHA, NE
IA
11/20/2001 - 03/11/2003 E*TRADE ADVISORY SERVICES, INC. (CRD#:111178) SAN ANTONIO, TX
B
10/02/2001 - 03/11/2003 E*TRADE SECURITIES LLC (CRD#:29106) JERSEY CITY, NJ
B
09/13/2000 - 09/05/2001 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
02/08/2000 - 07/05/2000 JANUS DISTRIBUTORS, INC. (CRD#:28832) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.