Individual Firm
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MICHAEL ANTHONY MAFFEI
CRD#: 4124600
IA
B
CAPITAL ANALYSTSCRD#: 162200 2 Sheppard Road, Suite 301
Voorhees, NJ 08043
Voorhees, NJ 08043
LINCOLN INVESTMENTCRD#: 519 2 Sheppard Road
Suite 301
Voorhees, NJ 08043
Suite 301
Voorhees, NJ 08043
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12/27/2023
Financial
Pending
State Registrations
B
Delaware 5/26/2015
IA
New Jersey 1/19/2010
B
Florida 3/21/2014
B
Pennsylvania 2/11/2010
B
New Jersey 9/1/2009
B
Virginia 10/10/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/28/2020
IA
Registered with this firm since 1/19/2010
B
Registered with this firm since 9/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/02/2008 - 08/10/2009 | SPRINGFIELD, MA | |
B | 12/07/2006 - 09/04/2008 | PHILADELPHIA, PA | |
B | 05/31/2006 - 09/06/2006 | VOORHEES, NJ | |
B | 02/12/2001 - 01/28/2005 | NEW YORK, NY | |
B | 09/21/2000 - 02/08/2001 | BROOKLYN, NY | |
B | 09/21/2000 - 02/07/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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