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RICHARD JAMES BARDEN
CRD#: 4124175
IA
Investment Adviser
B
Broker
ASSET ALLOCATION STRATEGIES, LLCCRD#: 152339 256 CENTER ST.
SOUTH HAVEN, MI 49090
GLP INVESTMENT SERVICES, LLCCRD#: 25450 256 CENTER STREET
SOUTH HAVEN, MI 49090
Registration History
20002002200420062008201020122014201620182020202220242026IAASSET ALLOCATION STRATEGIES, LLC (CRD# 152339)2011 - Present (14 years)BGLP INVESTMENT SERVICES, LLC (CRD# 25450)2000 - Present (24 years)BAMERICAN CAPITAL CORPORATION (CRD# 16124)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Arizona 1/3/2025

IA
Michigan 1/26/2011

B
Colorado 9/3/2013

B
Missouri 1/3/2025

B
Florida 2/24/2020

B
North Carolina 1/3/2025

B
Georgia 1/3/2025

B
Oklahoma 1/11/2024

B
Illinois 12/1/2023

B
Oregon 12/1/2023

B
Indiana 10/15/2014

B
South Carolina 1/22/2024

B
Louisiana 1/3/2025

B
Wisconsin 1/28/2010

B
Michigan 10/23/2000

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ASSET ALLOCATION STRATEGIES, LLC (CRD#:152339)
256 CENTER ST., SOUTH HAVEN, MI 49090
Registered with this firm since 1/26/2011

B
GLP INVESTMENT SERVICES, LLC (CRD#:25450)
256 CENTER STREET, SOUTH HAVEN, MI 49090
Registered with this firm since 10/23/2000

Previous Registration(s)
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B
02/23/2000 - 10/25/2000 AMERICAN CAPITAL CORPORATION (CRD#:16124) VALLEY FORGE, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.