Individual Firm
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CHRISTOPHER JOHN POHLMAN JR.
CRD#: 4123855
IA
B
CREATIVE PLANNINGCRD#: 105348 500 W Monroe
Suite 3400
Chicago, IL 60661
Suite 3400
Chicago, IL 60661
0
Disclosures
23
Years of Experience
View By:
State Registrations
IA
Illinois 10/9/2023
IA
Registered with this firm since 10/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2006 - 09/29/2023 | CHICAGO, IL | |
B | 03/09/2004 - 09/29/2023 | OAKBROOK TERRACE, IL | |
IA | 01/12/2004 - 12/31/2009 | OAKBROOK TERRACE, IL | |
IA | 03/25/2003 - 03/02/2004 | OAKBROOK TERRACE, IL | |
B | 02/17/2000 - 09/21/2001 | CHICAGO, IL |
OAKBROOK TERRACE, IL
03/25/2003 - 03/02/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.