Individual Firm
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JOSE LUIS MARRUJO
CRD#: 4123625
IA
B
MORGAN STANLEYCRD#: 149777 8300 Norman Center Drive
Bloomington, MN 55437
Bloomington, MN 55437
View By:
11/20/2023
Customer Dispute
Denied
State Registrations
B
Alabama 6/1/2009
B
Mississippi 6/1/2009
B
Arizona 6/1/2009
B
Missouri 10/4/2023
B
California 6/1/2009
B
Nebraska 4/18/2016
B
Colorado 6/1/2009
B
New Hampshire 11/3/2020
B
Connecticut 4/16/2018
B
New Jersey 3/19/2015
B
Delaware 11/15/2022
B
New Mexico 10/24/2024
B
District of Columbia 3/14/2024
B
New York 6/1/2009
B
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 11/12/2015
B
Pennsylvania 6/1/2009
B
Illinois 6/1/2009
B
South Carolina 11/14/2024
B
Indiana 4/16/2018
B
South Dakota 4/26/2012
B
Iowa 6/1/2009
B
Tennessee 11/9/2010
B
Maine 6/1/2009
B
Texas 6/1/2009
B
Maryland 10/24/2023
IA
Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 11/10/2022
B
Michigan 4/26/2023
B
Washington 6/1/2009
B
Minnesota 6/1/2009
B
Wisconsin 8/3/2018
IA
Minnesota 11/19/2013
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/18/2008 - 06/01/2009 | BLOOMINGTON, MN | |
B | 02/15/2008 - 06/01/2009 | BLOOMINGTON, MN | |
IA | 06/29/2004 - 02/21/2008 | BLOOMINGTON, MN | |
B | 07/20/2000 - 02/21/2008 | BLOOMINGTON, MN |
BLOOMINGTON, MN
06/29/2004 - 02/21/2008
BLOOMINGTON, MN
07/20/2000 - 02/21/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.