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RUDOLPH STURGEON
CRD#: 4123488
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 501 S TANCAHUA ST 2ND FLOOR
CORPUS CHRISTI, TX 78401
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (3 years)2 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2003 - 2024 (20 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2011 - 2024 (13 years)IAFFS INVESTMENTS, LTD. (CRD# 129906)2004 - 2011 (6 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2003 - 2004 (1 year)
License(s)

State Registrations

B
Arizona 6/14/2024

B
North Carolina 6/14/2024

B
California 6/14/2024

B
South Dakota 6/14/2024

B
Colorado 6/14/2024

B
Texas 6/14/2024

B
Maine 6/14/2024

IA
Texas 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
501 S TANCAHUA ST 2ND FLOOR, CORPUS CHRISTI, TX 78401
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
501 S TANCAHUA ST 2ND FLOOR, CORPUS CHRISTI, TX 78401
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/09/2011 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CORPUS CHRISTI, TX
B
07/21/2003 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) CORPUS CHRISTI, TX
IA
09/23/2004 - 03/02/2011 FFS INVESTMENTS, LTD. (CRD#:129906) CORPUS CHRISTI, TX
IA
08/14/2003 - 09/27/2004 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CORPUS CHRISTI, TX
IA
08/02/2000 - 08/08/2003 1ST GLOBAL ADVISORS INC (CRD#:111133) CORPUS CHRISTI, TX
B
02/03/2000 - 08/08/2003 1ST GLOBAL CAPITAL CORP. (CRD#:30349) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.