• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Shomir Mukherjee
Shomir Singh
CRD#: 4121898
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 2555 Townsgate Rd.
Ste. 300
Westlake Village, CA 91361
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2015 (7 years)2 FIRMS2015 - Present (10 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2007 (5 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2001 - 2001 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)2000 - 2001 (<1 year)IACITICORP INVESTMENT SERVICES (CRD# 23988)2002 - 2007 (4 years)
Disclosure(s)
View By:
3/6/2023
Customer Dispute
Settled
6/15/2022
Customer Dispute
Settled
6/22/2021
Customer Dispute
Denied
2/13/2015
Employment Separation After Allegations
License(s)

State Registrations

B
California 2/23/2015

B
New York 2/23/2021

IA
California 2/23/2015

IA
Texas 9/2/2020

B
Nevada 12/2/2024

B
Texas 9/3/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 2/23/2015

B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
2555 Townsgate Rd. Ste. 300, Westlake Village, CA 91361
Registered with this firm since 2/23/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/29/2007 - 02/28/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TARZANA, CA
B
05/29/2007 - 02/28/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TARZANA, CA
IA
06/04/2002 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) CANOOGA PARK, CA
B
11/29/2001 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) CANOOGA PARK, CA
B
03/09/2001 - 12/03/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
03/16/2000 - 01/11/2001 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.