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ANN MARIE ADE
ANNMARIE ADE, ANN MARIE MILLER
CRD#: 4121226
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 130 N. 18th Street
One Logan Square, 17th Floor
Philadelphia, PA 19103-6933
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2009 - 2023 (14 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)IAMORGAN STANLEY (CRD# 149777)2021 - 2023 (2 years)IAMORGAN STANLEY (CRD# 149777)2011 - 2016 (5 years)
License(s)

State Registrations

B
Arizona 10/13/2023

B
New York 10/13/2023

B
Arkansas 10/13/2023

B
North Carolina 10/13/2023

B
California 10/13/2023

B
Ohio 10/13/2023

B
Colorado 10/13/2023

B
Pennsylvania 10/13/2023

B
Connecticut 10/13/2023

IA
Pennsylvania 10/13/2023

B
Delaware 10/13/2023

B
Rhode Island 10/13/2023

B
District of Columbia 10/13/2023

B
South Carolina 10/13/2023

B
Florida 10/13/2023

B
Tennessee 10/13/2023

B
Georgia 10/13/2023

B
Texas 10/13/2023

B
Illinois 10/13/2023

IA
Texas 10/13/2023

B
Louisiana 1/3/2025

B
Virgin Islands 10/13/2023

B
Maine 10/13/2023

IA
Virgin Islands 10/13/2023

B
Maryland 10/13/2023

B
Virginia 10/13/2023

B
Massachusetts 10/13/2023

B
Washington 10/13/2023

B
Michigan 10/13/2023

B
West Virginia 10/13/2023

B
New Jersey 10/13/2023

B
Wisconsin 6/6/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
SECANE, PA
Registered with this firm since 10/13/2023

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
130 N. 18th Street One Logan Square, 17th Floor, Philadelphia, PA 19103-6933
SECANE, PA
Registered with this firm since 10/13/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/13/2021 - 10/20/2023 MORGAN STANLEY (CRD#:149777) Philadelphia, PA
B
06/01/2009 - 10/20/2023 MORGAN STANLEY (CRD#:149777) Philadelphia, PA
IA
02/24/2011 - 12/31/2016 MORGAN STANLEY (CRD#:149777) Philadelphia, PA
B
02/06/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BRYN MAWR, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.