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JOHN BORREGGINE
JB BORREGGINE
CRD#: 4120916
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 330 Fellowship Road
Mount Laurel, NJ 08054
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2004 (4 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2004 (2 years)
License(s)

State Registrations

B
Arizona 10/12/2018

B
Montana 5/31/2016

B
Arkansas 1/21/2016

B
Nevada 2/9/2021

B
California 6/1/2009

B
New Hampshire 10/17/2024

B
Colorado 2/23/2021

B
New Jersey 6/1/2009

B
Connecticut 3/29/2021

IA
New Jersey 6/1/2009

B
Delaware 6/1/2009

B
New York 6/1/2009

B
District of Columbia 8/3/2023

B
North Carolina 10/5/2016

B
Florida 6/1/2009

B
Ohio 6/1/2009

IA
Florida 3/2/2017

B
Oklahoma 2/2/2016

B
Georgia 2/8/2018

B
Pennsylvania 6/1/2009

B
Hawaii 11/22/2019

B
Rhode Island 6/20/2024

B
Idaho 10/23/2018

B
South Carolina 6/23/2015

B
Illinois 11/2/2022

B
South Dakota 8/25/2021

B
Iowa 6/1/2009

B
Tennessee 9/1/2021

B
Kentucky 11/19/2014

B
Texas 4/27/2022

B
Louisiana 7/9/2021

IA
Texas 4/28/2022

B
Maine 10/21/2024

B
Utah 1/19/2022

B
Maryland 6/1/2009

B
Virginia 6/1/2009

B
Massachusetts 6/1/2009

B
Washington 3/23/2016

B
Michigan 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
330 Fellowship Road, Mount Laurel, NJ 08054
Naples, FL
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
330 Fellowship Road, Mount Laurel, NJ 08054
Naples, FL
Registered with this firm since 6/1/2009

Previous Registration(s)
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IA
10/29/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MT. LAUREL, NJ
B
10/29/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MT. LAUREL, NJ
IA
04/05/2002 - 11/26/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) MARLTON, NJ
B
03/14/2000 - 11/26/2004 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.