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Detailed Report
JANE N CHEN
CRD#: 4120825
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1435 BURLINGAME AVE
BURLINGAME, CA 94010
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (8 years)BSCOTTRADE, INC. (CRD# 8206)2003 - 2017 (13 years)BHARRIS INVESTORLINE INC. (CRD# 6362)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Arizona 4/18/2017
B
Nebraska 12/21/2018
B
California 3/16/2017
B
Nevada 1/14/2019
IA
California 8/10/2018
B
New York 4/9/2018
B
Colorado 4/18/2017
B
Ohio 7/18/2023
B
Connecticut 12/9/2021
B
Oregon 5/25/2018
B
Florida 9/20/2017
B
Pennsylvania 4/18/2017
B
Hawaii 4/18/2017
B
Tennessee 8/21/2019
B
Idaho 4/18/2017
B
Texas 4/18/2017
B
Maryland 11/3/2021
IA
Texas 4/21/2017
B
Massachusetts 5/15/2020
B
Virginia 5/14/2018
B
Minnesota 4/18/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1435 BURLINGAME AVE, BURLINGAME, CA 94010
Registered with this firm since 4/21/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1435 BURLINGAME AVE, BURLINGAME, CA 94010
Registered with this firm since 3/16/2017
Previous Registration(s)
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B
 06/11/2003 - 02/02/2017 SCOTTRADE, INC. (CRD#:8206) SAN FRANCISCO, CA
B
 03/11/2002 - 05/23/2002 HARRIS INVESTORLINE INC. (CRD#:6362) SEATTLE, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.