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ENRIQUE FORERO
HANK FORERO
CRD#: 4120801
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3775 RIVERDALE AVENUE
BRONX, NY 10463
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2005 - 2012 (7 years)BHSBC BROKERAGE (USA) INC. (CRD# 6956)2004 - 2005 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2004 - 2004 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2002 - 2004 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2002 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2001 (1 year)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2006 - 2012 (5 years)
Disclosure(s)
View By:
5/29/2009
Customer Dispute
Denied
2/15/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/1/2012

B
North Carolina 1/3/2020

B
Colorado 8/11/2016

B
Ohio 1/5/2016

IA
Connecticut 10/1/2012

B
Pennsylvania 12/16/2015

B
Connecticut 6/21/2013

B
Puerto Rico 4/10/2014

B
Delaware 5/25/2017

B
South Carolina 1/16/2019

B
Florida 3/22/2013

B
Texas 4/23/2014

B
Maryland 11/12/2013

IA
Texas 4/28/2014

B
Massachusetts 10/1/2012

B
Vermont 4/9/2018

B
New Jersey 10/1/2012

B
Virgin Islands 2/23/2018

IA
New Jersey 10/1/2012

B
Virginia 10/1/2012

B
New York 10/1/2012

B
Wisconsin 9/19/2023

IA
New York 5/3/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3775 RIVERDALE AVENUE, BRONX, NY 10463
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3775 RIVERDALE AVENUE, BRONX, NY 10463
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/14/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BRONX, NY
B
05/11/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BRONX, NY
IA
06/28/2006 - 05/16/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) BRONX, NY
B
01/01/2005 - 05/16/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) BRONX, NY
B
10/06/2004 - 01/01/2005 HSBC BROKERAGE (USA) INC. (CRD#:6956) NEW YORK, NY
B
03/22/2004 - 09/20/2004 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
12/02/2002 - 03/25/2004 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
05/16/2002 - 11/21/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/25/2000 - 10/25/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.