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DALE DEVAL CAREY
CRD#: 4120046
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 LYNNWOOD, WA
CETERA ADVISORS LLCCRD#: 10299 LYNNWOOD, WA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2017 (8 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2017 - Present (7 years)BINTERSECURITIES, INC. (CRD# 16164)2000 - 2009 (8 years)IACETERA ADVISORS LLC (CRD# 10299)2017 - 2024 (6 years)IAINTERSECURITIES, INC. (CRD# 16164)2002 - 2009 (7 years)
Disclosure(s)
View By:
10/15/2018
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/7/2024

B
Missouri 12/13/2017

B
California 11/20/2017

B
Nevada 1/25/2018

B
Colorado 1/18/2018

B
Oregon 12/7/2017

B
Florida 3/10/2022

B
Texas 11/27/2017

B
Idaho 11/17/2017

IA
Texas 3/21/2024

B
Illinois 1/8/2018

B
Utah 11/20/2017

B
Indiana 6/15/2021

B
Virginia 6/27/2024

B
Maryland 3/2/2023

B
Washington 12/1/2017

B
Minnesota 12/10/2017

IA
Washington 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
LYNNWOOD, WA
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
LYNNWOOD, WA
Registered with this firm since 11/17/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/27/2017 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) BOISE, ID
IA
02/17/2009 - 11/22/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) LYNNWOOD, WA
B
02/17/2009 - 11/21/2017 INVEST FINANCIAL CORPORATION (CRD#:12984) LYNNWOOD, WA
IA
01/23/2002 - 02/20/2009 INTERSECURITIES, INC. (CRD#:16164) MUKILTEO, WA
B
03/16/2000 - 02/20/2009 INTERSECURITIES, INC. (CRD#:16164) MUKILTEO, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.