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NATALIE ANDREA BOWS
NATALIE ANDREA GUTIERREZ
CRD#: 4118842
IA
B
VOYA RETIREMENT ADVISORS, LLCCRD#: 3989 ONE ORANGE WAY
WINDSOR, CT 06095
WINDSOR, CT 06095
VOYA FINANCIAL PARTNERS, LLCCRD#: 34815 30 BRAINTREE HILL OFFICE PARK
BRAINTREE, MA 02184
BRAINTREE, MA 02184
0
Disclosures
24
Years of Experience
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State Registrations
IA
Maine 5/18/2006
IA
Massachusetts 5/16/2001
B
Maine 9/28/2016
B
Massachusetts 9/28/2016
SRO Registrations
B
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B
Registered with this firm since 9/28/2016
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Registered with this firm since 5/16/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/28/2000 - 09/28/2016 | BRAINTREE, MA | |
B | 04/26/2000 - 09/28/2000 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.