Individual Firm
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ROBERT JAMES PITZER
CRD#: 4118026
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1502 SE HIGHWAY 19
CRYSTAL RIVER, FL 34429
CRYSTAL RIVER, FL 34429
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 107 BUSHNELL PLZ
BUSHNELL, FL 33513
BUSHNELL, FL 33513
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12/23/2024
Judgment / Lien
State Registrations
B
Alabama 6/22/2018
B
New York 1/30/2019
B
Arizona 9/14/2023
B
North Carolina 6/25/2014
B
California 2/26/2024
B
Ohio 5/21/2021
B
Florida 1/6/2012
B
South Carolina 5/23/2016
IA
Florida 8/18/2016
B
Tennessee 1/14/2016
B
Georgia 8/30/2021
B
Texas 2/5/2024
B
Indiana 4/27/2022
IA
Texas 3/4/2024
B
Kansas 1/23/2022
B
Vermont 3/6/2023
B
Michigan 4/24/2019
B
Virginia 9/14/2023
B
Nevada 7/29/2020
B
Wisconsin 9/4/2020
B
New Hampshire 11/30/2023
SRO Registrations
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IA
Registered with this firm since 8/18/2016
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Registered with this firm since 1/6/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2012 - 12/31/2016 | BEVERLY HILLS, FL | |
IA | 04/19/2010 - 01/03/2012 | SPRING HILL, FL | |
B | 04/12/2010 - 01/03/2012 | SPRING HILL, FL | |
B | 11/07/2008 - 04/27/2010 | ORLANDO, FL | |
IA | 01/05/2007 - 11/05/2008 | MAITLAND, FL | |
B | 11/13/2006 - 11/05/2008 | MAITLAND, FL | |
IA | 03/24/2003 - 09/22/2006 | MAITLAND, FL | |
B | 09/13/2000 - 09/22/2006 | MAITLAND, FL | |
B | 02/08/2000 - 08/10/2000 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.