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CHARLES ALDEN ROE IV
BO ROE, CHARLES ALDEN ROE IV
CRD#: 4117735
IA
Investment Adviser
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Previous Broker
INNOVA WEALTH, LLCCRD#: 173900 2950 NORTH LOOP WEST
SUITE 1200
HOUSTON, TX 77092
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2015 (4 years)IAINNOVA WEALTH, LLC (CRD# 173900)2015 - Present (10 years)BGROWTH CAPITAL SERVICES, INC. (CRD# 124658)2015 - 2016 (1 year)B1717 CAPITAL MANAGEMENT COMPANY (CRD# 4082)2008 - 2008 (<1 year)BAMERICAN GENERAL EQUITY SERVIC... (CRD# 5435)2005 - 2007 (2 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2002 - 2004 (2 years)BFRANKLIN FINANCIAL SERVICES CO... (CRD# 5435)2002 - 2002 (<1 year)BPFS INVESTMENTS INC. (CRD# 10111)2000 - 2001 (1 year)
License(s)

State Registrations

IA
Texas 2/27/2015

Current Registration(s)
IA
INNOVA WEALTH, LLC (CRD#:173900)
2950 NORTH LOOP WEST SUITE 1200, HOUSTON, TX 77092
Registered with this firm since 2/27/2015

Previous Registration(s)
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07/08/2015 - 10/03/2016 GROWTH CAPITAL SERVICES, INC. (CRD#:124658) Houston, TX
IA
11/19/2010 - 01/28/2015 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) HOUSTON, TX
B
11/19/2010 - 01/28/2015 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) HOUSTON, TX
IA
06/04/2008 - 11/01/2010 LPL FINANCIAL CORPORATION (CRD#:6413) HOUSTON, TX
B
04/01/2008 - 11/01/2010 LPL FINANCIAL CORPORATION (CRD#:6413) HOUSTON, TX
B
01/29/2008 - 04/01/2008 1717 CAPITAL MANAGEMENT COMPANY (CRD#:4082) KATY, TX
B
01/03/2005 - 11/02/2007 AMERICAN GENERAL EQUITY SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
B
10/01/2002 - 12/31/2004 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
01/04/2002 - 10/01/2002 FRANKLIN FINANCIAL SERVICES CORPORATION (CRD#:5435) HOUSTON, TX
B
02/29/2000 - 10/03/2001 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
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Disclosures
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