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Detailed Report
KRISTY LYNN MCGEE
KRISTY LYNN WOMACK
CRD#: 4117286
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 400 Capitol Mall
Suite 1900
Sacramento, CA 95814
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2015 (2 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2011 - 2011 (<1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2009 - 2010 (<1 year)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nebraska 3/15/2019
B
Alaska 4/29/2022
B
Nevada 8/2/2018
B
Arizona 5/11/2022
B
New Hampshire 5/25/2022
B
Arkansas 3/15/2019
B
New Jersey 5/25/2022
B
California 3/31/2015
B
New Mexico 3/15/2019
IA
California 7/21/2015
B
New York 5/25/2022
B
Colorado 5/11/2022
B
North Carolina 3/15/2019
B
Connecticut 5/11/2022
B
North Dakota 3/15/2019
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 3/15/2019
B
Oregon 11/12/2020
B
Georgia 3/15/2019
B
Pennsylvania 5/25/2022
B
Hawaii 5/25/2022
B
Puerto Rico 3/15/2019
B
Idaho 5/25/2022
B
Rhode Island 3/15/2019
B
Illinois 3/15/2019
B
South Carolina 3/15/2019
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 5/25/2022
B
Tennessee 2/23/2021
B
Kansas 5/25/2022
B
Texas 3/15/2019
B
Kentucky 5/25/2022
IA
Texas 2/24/2020
B
Louisiana 5/25/2022
B
Utah 3/15/2019
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 3/11/2019
B
Virginia 5/25/2022
B
Michigan 5/25/2022
B
Washington 3/15/2019
B
Minnesota 3/15/2019
B
West Virginia 5/25/2022
B
Mississippi 3/15/2019
B
Wisconsin 3/15/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
400 Capitol Mall Suite 1900, Sacramento, CA 95814
Roseville, CA
Registered with this firm since 7/21/2015
B
MORGAN STANLEY (CRD#:149777)
400 Capitol Mall Suite 1900, Sacramento, CA 95814
Roseville, CA
Registered with this firm since 3/31/2015
Previous Registration(s)
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B
 03/04/2013 - 03/25/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROSEVILLE, CA
B
 07/18/2011 - 08/17/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) FOLSOM, CA
B
 11/18/2009 - 01/27/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
 04/02/2007 - 09/17/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FOLSOM, CA
B
 06/19/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) FOLSOM, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.