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Detailed Report
VIVIANA CRISTINA PEREZ CORDERO
VIVIANA CRISTINA PEREZ
CRD#: 4116565
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 250 MUNOZ RIVERA AVENUE
SAN JUAN, PR 00918
Registration History
20002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2018 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - Present (17 years)BUBS FINANCIAL SERVICES INCORPO... (CRD# 13042)2007 - 2021 (14 years)BSANTANDER SECURITIES (CRD# 41791)2000 - 2007 (6 years)BBBV CAPITAL MARKETS OF PUERTO RICO (CRD# 39615)2000 - 2000 (<1 year)
License(s)

State Registrations

B
California 9/8/2015
B
Puerto Rico 6/8/2007
B
Florida 6/8/2007
IA
Puerto Rico 7/12/2018
IA
Florida 3/13/2018
B
Texas 6/7/2013
B
Georgia 2/8/2017
B
Virginia 9/8/2015
B
Louisiana 3/21/2012
B
Washington 7/28/2021
B
New York 9/8/2015
B
Wisconsin 3/21/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 MUNOZ RIVERA AVENUE, SAN JUAN, PR 00918
Guaynabo, PR
Registered with this firm since 3/13/2018
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 MUNOZ RIVERA AVENUE, SAN JUAN, PR 00918
Guaynabo, PR
Registered with this firm since 6/8/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/08/2007 - 10/19/2021 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (CRD#:13042) SAN JUAN, PR
B
 07/11/2000 - 06/11/2007 SANTANDER SECURITIES (CRD#:41791) GUAYNABO, PR
B
 03/22/2000 - 07/17/2000 BBV CAPITAL MARKETS OF PUERTO RICO (CRD#:39615) HATO REY, PR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.