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GAURAV KAPUR
CRD#: 4116264
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 One Front Street
San Francisco, CA 94111
Registration History
20002002200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2001 - 2023 (22 years)BPFPC DISTRIBUTORS, INC. (CRD# 31334)2000 - 2001 (1 year)
License(s)

State Registrations

B
Alabama 9/23/2024

B
Montana 9/23/2024

B
Alaska 9/23/2024

B
Nebraska 9/23/2024

B
Arizona 9/23/2024

B
Nevada 9/23/2024

B
Arkansas 9/23/2024

B
New Hampshire 9/23/2024

B
California 9/29/2023

B
New Jersey 9/23/2024

IA
California 10/9/2024

B
New Mexico 9/23/2024

B
Colorado 9/23/2024

B
New York 9/23/2024

B
Connecticut 9/23/2024

B
North Carolina 9/23/2024

B
Delaware 9/23/2024

B
North Dakota 9/23/2024

B
District of Columbia 9/23/2024

B
Ohio 9/24/2024

B
Florida 9/23/2024

B
Oklahoma 9/23/2024

B
Georgia 9/23/2024

B
Oregon 9/23/2024

B
Hawaii 9/23/2024

B
Pennsylvania 9/23/2024

B
Idaho 9/23/2024

B
Puerto Rico 9/23/2024

B
Illinois 9/23/2024

B
Rhode Island 9/23/2024

B
Indiana 9/23/2024

B
South Carolina 9/23/2024

B
Iowa 9/23/2024

B
South Dakota 9/23/2024

B
Kansas 9/23/2024

B
Tennessee 9/23/2024

B
Kentucky 9/23/2024

B
Texas 9/23/2024

B
Louisiana 9/23/2024

B
Utah 9/23/2024

B
Maine 9/23/2024

B
Vermont 9/23/2024

B
Maryland 9/23/2024

B
Virgin Islands 9/23/2024

B
Massachusetts 9/23/2024

B
Virginia 9/23/2024

B
Michigan 9/23/2024

B
Washington 9/23/2024

B
Minnesota 9/23/2024

B
West Virginia 9/23/2024

B
Mississippi 9/23/2024

B
Wisconsin 9/23/2024

B
Missouri 9/23/2024

B
Wyoming 9/23/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
One Front Street, San Francisco, CA 94111
Alameda, CA
Registered with this firm since 10/9/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
One Front Street, San Francisco, CA 94111
Alameda, CA
Registered with this firm since 9/29/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/06/2001 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) San Francisco, CA
B
01/20/2000 - 04/30/2001 PFPC DISTRIBUTORS, INC. (CRD#:31334) PORTLAND, ME
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.