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Detailed Report
SCOTT KIGHT ANDERSON JR.
CRD#: 4113189
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Investment Adviser
GW FINANCIALCRD#: 110478 NEWPORT BEACH, CA
Registration History
20062008201020122014201620182020202220242026IAGW FINANCIAL (CRD# 110478)2014 - Present (10 years)IASCOTT ANDERSON FINANCIAL, INC. (CRD# 134243)2013 - Present (11 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2005 - 2012 (7 years)
License(s)

State Registrations

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California 10/31/2013
Current Registration(s)
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GW FINANCIAL (CRD#:110478)
NEWPORT BEACH, CA
Registered with this firm since 7/25/2014
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SCOTT ANDERSON FINANCIAL, INC. (CRD#:134243)
NEWPORT BEACH, CA
Registered with this firm since 10/31/2013
Previous Registration(s)
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 10/24/2005 - 12/31/2012 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.