Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JESSICA LYNNETTE WILLIAMS
JESSICA LYNNETTE DELORE
CRD#: 4113144
IA
B
MORGAN STANLEYCRD#: 149777 400 Capitol Mall
Suite 1900
Sacramento, CA 95814
Suite 1900
Sacramento, CA 95814
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
Michigan 12/22/2021
B
California 6/1/2009
B
Nevada 6/1/2009
IA
California 11/17/2021
B
New Jersey 6/1/2009
B
Colorado 11/12/2020
B
New York 1/31/2015
B
District of Columbia 5/14/2020
B
Oregon 6/1/2009
B
Florida 6/1/2009
B
South Carolina 9/17/2020
B
Hawaii 9/3/2013
B
Tennessee 1/20/2011
B
Idaho 1/27/2011
B
Texas 6/1/2009
B
Illinois 2/1/2022
IA
Texas 3/6/2023
B
Kansas 11/27/2020
B
Virginia 7/14/2011
B
Massachusetts 1/13/2011
B
Washington 6/1/2009
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/17/2021
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/02/2007 - 06/01/2009 | SACRAMENTO, CA | |
B | 06/25/2001 - 04/02/2007 | SACRAMENTO, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.