BRIAN THOMPSON BLAIR - Investment Adviser at EATON VANCE MANAGEMENT

Investment Adviser Public Disclosure SEC and NASAA logo Image

Investment Adviser Search
Investment Adviser Data
Form ADV Data
Resources
Investment Advisor Representative
Report Summary

Individual
Firm

When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.

< Back to Results

Detailed ReportReport

BRIAN THOMPSON BLAIR

CRD#: 4110572

Investment Adviser

Broker

EATON VANCE MANAGEMENTCRD#: 104859

ONE POST OFFICE SQUARE
BOSTON, MA 02109

EATON VANCE DISTRIBUTORS, INC.CRD#: 37731

ACTON, MA

Registration History

Disclosure(s)

View By:

4/24/1996

Criminal

Final Disposition

License(s)

State Registrations

Maine 1/4/2022

New York 1/8/2022

Massachusetts 9/8/2008

Ohio 1/19/2016

Massachusetts 4/6/2016

Pennsylvania 9/8/2008

New Hampshire 1/4/2022

Vermont 1/3/2022

New Jersey 9/8/2008

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

EATON VANCE MANAGEMENT (CRD#:104859)

ONE POST OFFICE SQUARE, BOSTON, MA 02109

Registered with this firm since 4/6/2016

EATON VANCE DISTRIBUTORS, INC. (CRD#:37731)

ACTON, MA

Registered with this firm since 9/8/2008

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	02/27/2006 - 09/04/2008	QUASAR DISTRIBUTORS, LLC (CRD#:103848)	PORTLAND, ME
B	10/16/2002 - 09/19/2005	COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683)	BOSTON, MA
B	04/26/2000 - 10/11/2002	COLUMBIA FINANCIAL CENTER INCORPORATED (CRD#:23562)	PORTLAND, OR

QUASAR DISTRIBUTORS, LLC (CRD#:103848)

PORTLAND, ME

02/27/2006 - 09/04/2008

COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683)

BOSTON, MA

10/16/2002 - 09/19/2005

COLUMBIA FINANCIAL CENTER INCORPORATED (CRD#:23562)

PORTLAND, OR

04/26/2000 - 10/11/2002

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.