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Detailed Report
BENJAMIN JAMES MANGA
CRD#: 4102725
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE N JEFFERSON AVE
ST. LOUIS, MO 63103
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2004 - Present (21 years)BFIRST CLEARING, LLC (CRD# 17344)2005 - 2015 (9 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2000 - 2002 (2 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)2001 - 2002 (1 year)
License(s)

State Registrations

B
Missouri 5/1/2008
IA
Virginia 2/18/2004

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
Registered with this firm since 2/18/2004
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
Registered with this firm since 2/17/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/10/2005 - 01/16/2015 FIRST CLEARING, LLC (CRD#:17344) GLEN ALLEN, VA
IA
 05/02/2001 - 10/23/2002 LEGG MASON WOOD WALKER INC (CRD#:6555) BALTIMORE, MD
B
 04/06/2000 - 10/23/2002 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.