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DANA SCOTT HARVEY
CRD#: 4102711
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 23 HALLER PLACE
WALLINGFORD, CT 06492
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 3013 DIXWELL AVE
HAMDEN, CT 06518
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2002 - 2003 (<1 year)IAAVANTAX ADVISORY SERVICES (CRD# 104556)2006 - Present (18 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)2005 - Present (19 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2000 - 2002 (2 years)
License(s)

State Registrations

B
Connecticut 4/29/2005

IA
Connecticut 5/16/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
23 HALLER PLACE, WALLINGFORD, CT 06492
Registered with this firm since 5/16/2006

B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
3013 DIXWELL AVE, HAMDEN, CT 06518
Registered with this firm since 4/29/2005

Previous Registration(s)
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IA
08/28/2002 - 06/05/2003 METLIFE SECURITIES INC. (CRD#:14251) WETHERSFIELD, CT
B
08/12/2002 - 06/05/2003 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
08/12/2002 - 06/05/2003 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
01/17/2000 - 08/07/2002 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.