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JOHN MATTHEW SIMON
CRD#: 4100566
IA
Investment Adviser
B
Broker
PACIFIC CAPITAL ASSOCIATESCRD#: 160407 4747 VIEWRIDGE AVE STE 107
SAN DIEGO, CA 92123-1688
MUTUAL SECURITIES, INC.CRD#: 13092 4747 Viewridge Ave
Ste 107
San Diego, CA 92123
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2003 (3 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2019 - Present (5 years)IAPACIFIC CAPITAL ASSOCIATES (CRD# 160407)2012 - Present (12 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2019 (1 year)BGIRARD SECURITIES, INC. (CRD# 18697)2003 - 2017 (14 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2017 (<1 year)IAGIRARD SECURITIES, INC. (CRD# 18697)2004 - 2017 (12 years)IAAMERICAN MONEY MANAGEMENT, LLC (CRD# 115357)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 3/5/2019

B
New Hampshire 3/5/2019

IA
California 3/15/2012

B
New Mexico 3/5/2019

B
California 3/4/2019

B
New York 3/4/2019

B
Colorado 3/4/2019

B
Oregon 3/5/2019

B
Florida 3/4/2019

B
Pennsylvania 3/5/2019

B
Hawaii 3/4/2019

IA
Texas 3/12/2013

B
Nevada 3/5/2019

B
Washington 4/27/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MUTUAL SECURITIES, INC. (CRD#:13092)
4747 Viewridge Ave Ste 107, San Diego, CA 92123
San Diego, CA
Registered with this firm since 3/4/2019

IA
PACIFIC CAPITAL ASSOCIATES (CRD#:160407)
4747 VIEWRIDGE AVE STE 107, SAN DIEGO, CA 92123-1688
Registered with this firm since 3/15/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/01/2017 - 03/05/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAN DIEGO, CA
IA
11/01/2017 - 11/13/2017 CETERA ADVISOR NETWORKS LLC (CRD#:13572) SAN DIEGO, CA
IA
12/13/2004 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) SAN DIEGO, CA
B
10/02/2003 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) SAN DIEGO, CA
IA
08/11/2005 - 10/24/2005 AMERICAN MONEY MANAGEMENT, LLC (CRD#:115357) RANCHO SANTA FE, CA
IA
03/20/2000 - 10/07/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SAN DIEGO, CA
B
01/02/2000 - 10/07/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.