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Detailed Report
OSTOMY MATTHEW
OZ MATTHEW, Ostomy Aquaba Matthew
CRD#: 4098307
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 6255 STERNERS WAY
BETHLEHEM, PA 18017
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2006 - 2006 (<1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - Present (4 years)BFOLIO INVESTMENTS, INC. (CRD# 48015)2011 - 2018 (7 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2008 - 2009 (1 year)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2004 - 2005 (1 year)BALLIANCEBERNSTEIN INVESTMENT R... (CRD# 14549)2001 - 2004 (2 years)BDATEK ONLINE FINANCIAL SERVICE... (CRD# 36807)2001 - 2001 (<1 year)BDATEK ONLINE BROKERAGE SERVICE... (CRD# 5209)2000 - 2001 (<1 year)
License(s)

State Registrations

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Alabama 1/24/2022
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Nebraska 1/24/2022
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Alaska 1/24/2022
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Nevada 1/24/2022
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Arizona 1/24/2022
B
New Hampshire 1/24/2022
B
Arkansas 1/24/2022
B
New Jersey 1/24/2022
B
California 1/24/2022
B
New Mexico 1/24/2022
B
Colorado 1/24/2022
B
New York 1/24/2022
B
Connecticut 1/24/2022
B
North Carolina 1/24/2022
B
Delaware 1/24/2022
B
North Dakota 1/24/2022
B
District of Columbia 1/24/2022
B
Ohio 1/25/2022
B
Florida 1/24/2022
B
Oklahoma 1/24/2022
B
Georgia 1/24/2022
B
Oregon 1/24/2022
B
Hawaii 1/24/2022
B
Pennsylvania 12/16/2020
B
Idaho 1/24/2022
IA
Pennsylvania 12/16/2020
B
Illinois 1/24/2022
B
Puerto Rico 1/24/2022
B
Indiana 1/24/2022
B
Rhode Island 1/24/2022
B
Iowa 1/24/2022
B
South Carolina 1/24/2022
B
Kansas 1/24/2022
B
South Dakota 1/24/2022
B
Kentucky 1/24/2022
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Tennessee 1/24/2022
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Louisiana 1/24/2022
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Texas 1/24/2022
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Maine 1/24/2022
B
Utah 1/24/2022
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Maryland 1/24/2022
B
Vermont 1/24/2022
B
Massachusetts 1/24/2022
B
Virgin Islands 1/24/2022
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Michigan 1/24/2022
B
Virginia 1/24/2022
B
Minnesota 1/24/2022
B
Washington 1/24/2022
B
Mississippi 1/24/2022
B
West Virginia 1/24/2022
B
Missouri 1/24/2022
B
Wisconsin 1/24/2022
B
Montana 1/24/2022
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Wyoming 1/24/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
6255 STERNERS WAY, BETHLEHEM, PA 18017
Bethlehem, PA
Registered with this firm since 12/16/2020
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
6255 STERNERS WAY, BETHLEHEM, PA 18017
Bethlehem, PA
Registered with this firm since 12/16/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/03/2018 - 09/17/2019 H. BECK, INC. (CRD#:1763) Rockville, MD
B
 05/30/2018 - 09/17/2019 H. BECK, INC. (CRD#:1763) Rockville, MD
B
 03/31/2011 - 05/22/2018 FOLIO INVESTMENTS, INC. (CRD#:48015) MCLEAN, VA
B
 01/31/2008 - 12/31/2009 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) APPLETON, WI
B
 02/08/2006 - 07/28/2006 FINANCIAL WEST GROUP (CRD#:16668)
FINRA expelled the firm on 02/13/2020
RENO, NV
IA
 06/06/2006 - 06/06/2006 FINANCIAL WEST GROUP (CRD#:16668) MARSHFIELD, WI
IA
 02/08/2006 - 02/08/2006 FINANCIAL WEST INVESTMENT GROUP, INC. (CRD#:16668) MARSHFIELD, WI
B
 10/06/2004 - 12/16/2005 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
B
 10/08/2001 - 09/01/2004 ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (CRD#:14549) NASHVILLE, TN
B
 07/24/2001 - 09/18/2001 DATEK ONLINE FINANCIAL SERVICES LLC (CRD#:36807) JERSEY CITY, NJ
B
 03/15/2000 - 01/08/2001 DATEK ONLINE BROKERAGE SERVICES LLC (CRD#:5209) OMAHA, NE
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
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