Individual Firm
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COREY JEFF RATHS
CRD#: 4096666
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 510 N Humphreys St
FLAGSTAFF, AZ 86001
FLAGSTAFF, AZ 86001
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 510 N Humphreys St
FLAGSTAFF, AZ 86001
FLAGSTAFF, AZ 86001
View By:
10/7/2008
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 1/10/2025
B
Nevada 1/26/2018
B
Alaska 1/13/2022
B
Oregon 1/26/2018
B
Arizona 1/26/2018
B
South Dakota 3/23/2021
IA
Arizona 11/1/2021
B
Texas 11/16/2023
B
California 1/26/2018
IA
Texas 11/16/2023
B
Colorado 1/26/2018
B
Washington 1/7/2020
B
Idaho 1/13/2022
B
Wisconsin 1/10/2025
B
Michigan 3/8/2022
B
Wyoming 1/26/2018
B
Montana 1/26/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 1/26/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/2018 - 11/01/2021 | LINCOLN, NE | |
IA | 02/12/2016 - 01/29/2018 | FLAGSTAFF, AZ | |
B | 01/22/2016 - 01/29/2018 | FLAGSTAFF, AZ | |
IA | 05/07/2007 - 01/26/2016 | SCOTTSDALE, AZ | |
B | 03/16/2007 - 01/26/2016 | SCOTTSDALE, AZ | |
B | 07/15/2002 - 03/21/2007 | PORTLAND, OR | |
B | 01/11/2001 - 10/24/2002 | MISSOULA, MT | |
B | 07/24/2000 - 12/31/2000 | WINDSOR, CT | |
B | 01/02/2000 - 06/19/2000 | DULUTH, GA |
SCOTTSDALE, AZ
05/07/2007 - 01/26/2016
SCOTTSDALE, AZ
03/16/2007 - 01/26/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.