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KIMBERLY MANICURE MCFALL
KIMBERLY KAY MANICURE, KIMBERLY K MCFALL
CRD#: 4096069
IA
B
WELLS FARGO ADVISORSCRD#: 19616 265 BROOKVIEW CENTRE WAY
STE 100
KNOXVILLE, TN 37919
STE 100
KNOXVILLE, TN 37919
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 11/18/2020
B
New York 3/5/2024
B
California 11/18/2020
B
North Carolina 11/18/2020
B
Colorado 6/4/2021
B
Ohio 1/26/2021
B
Florida 2/14/2020
B
South Carolina 11/18/2020
B
Georgia 11/18/2020
B
Tennessee 2/14/2020
B
Illinois 4/18/2024
IA
Tennessee 2/18/2020
B
Indiana 1/25/2021
B
Virginia 11/18/2020
B
Maine 6/27/2024
B
Wisconsin 1/25/2021
B
Minnesota 3/5/2024
SRO Registrations
B
B
B
B
B
B
B
B
B
B
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 2/18/2020
B
Registered with this firm since 2/14/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/22/2013 - 02/25/2020 | KNOXVILLE, TN | |
B | 04/22/2013 - 02/25/2020 | KNOXVILLE, TN | |
IA | 12/23/2010 - 12/31/2012 | KNOXVILLE, TN | |
B | 12/03/2010 - 12/31/2012 | KNOXVILLE, TN | |
IA | 06/01/2009 - 10/11/2010 | KNOXVILLE, TN | |
B | 06/01/2009 - 10/11/2010 | KNOXVILLE, TN | |
IA | 09/03/2008 - 06/01/2009 | KNOXVILLE, TN | |
B | 09/03/2008 - 06/01/2009 | KNOXVILLE, TN | |
IA | 06/04/2002 - 03/30/2007 | KNOXVILLE, TN | |
B | 06/26/2000 - 03/30/2007 | KNOXVILLE, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.