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STEPHEN TODD ANDERSON
Mr. Todd Anderson
CRD#: 4094224
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 14801 Thatcher Ln
CARMEL, IN 46032
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2017 (17 years)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2017 (5 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2011 (8 years)
Disclosure(s)
View By:
8/7/1991
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 6/13/2018

B
Michigan 10/14/2019

B
Alaska 10/27/2017

B
Minnesota 11/4/2017

B
Arizona 11/1/2017

B
New Jersey 9/25/2019

B
Arkansas 10/26/2017

B
New York 6/10/2021

B
California 3/27/2019

B
North Carolina 11/13/2023

B
Colorado 10/8/2019

B
Ohio 7/27/2017

B
Connecticut 6/7/2021

B
Pennsylvania 8/24/2017

B
Florida 7/28/2017

B
Tennessee 7/28/2017

B
Illinois 7/28/2017

B
Texas 7/6/2017

IA
Indiana 7/6/2017

IA
Texas 7/6/2017

B
Indiana 7/7/2017

B
Washington 1/22/2019

B
Maine 1/17/2024

B
Wisconsin 7/28/2017

B
Massachusetts 2/19/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
14801 Thatcher Ln, CARMEL, IN 46032
Registered with this firm since 7/6/2017

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
14801 Thatcher Ln, CARMEL, IN 46032
Registered with this firm since 6/30/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2012 - 06/30/2017 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) INDIANAPOLIS, IN
B
06/22/2000 - 06/30/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
IA
03/12/2003 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.