Individual Firm
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TRACI BUNCH MILLER
CRD#: 4093754
IA
B
MORGAN STANLEYCRD#: 149777 Guthrie, OK
0
Disclosures
25
Years of Experience
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State Registrations
B
Arizona 7/11/2009
B
Nebraska 12/18/2014
B
California 6/1/2009
B
Nevada 6/20/2014
B
Colorado 6/1/2009
B
New Hampshire 5/20/2024
B
Delaware 6/1/2009
B
New Jersey 1/30/2020
B
Florida 2/6/2014
B
New Mexico 6/1/2009
B
Georgia 12/13/2024
B
New York 6/20/2011
B
Illinois 5/21/2021
B
Ohio 2/15/2022
B
Indiana 10/28/2014
B
Oklahoma 7/15/2013
B
Iowa 4/5/2018
IA
Oklahoma 10/5/2022
B
Kansas 12/8/2016
B
Pennsylvania 4/5/2017
B
Kentucky 7/29/2021
B
Tennessee 6/10/2020
B
Maine 7/5/2019
B
Texas 6/1/2009
B
Maryland 6/1/2009
IA
Texas 6/1/2009
B
Massachusetts 2/6/2014
B
Virginia 2/21/2020
B
Michigan 8/15/2023
B
Washington 6/1/2009
B
Mississippi 9/3/2019
B
Wisconsin 2/10/2020
B
Missouri 8/9/2021
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/28/2000 - 06/01/2009 | EL PASO, TX | |
B | 01/18/2000 - 06/01/2009 | EL PASO, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.