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MARY ELIZABETH NUSSBAUM
MARY E. BERNT, MARY E NUSSBAUM
CRD#: 4093367
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 233 SE STATE ROUTE 13
WARRENSBURG, MO 64093
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 233 SE STATE ROUTE 13
WARRENSBURG, MO 64093
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BPFIC SECURITIES CORPORATION (CRD# 34941)2005 - 2007 (1 year)BFISERV INVESTOR SERVICES, INC. (CRD# 34637)2003 - 2005 (2 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1999 - 2003 (3 years)IAPFIC ADVISORS, INC. (CRD# 138007)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Arkansas 1/2/2024

B
Missouri 5/9/2007

B
Idaho 1/2/2025

IA
Missouri 5/9/2007

B
Indiana 5/9/2007

B
South Carolina 1/2/2021

B
Kansas 1/14/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
233 SE STATE ROUTE 13, WARRENSBURG, MO 64093
Registered with this firm since 5/9/2007

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
233 SE STATE ROUTE 13, WARRENSBURG, MO 64093
Registered with this firm since 5/9/2007

Previous Registration(s)
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IA
09/29/2006 - 04/26/2007 PFIC ADVISORS, INC. (CRD#:138007) FRANKLIN, TN
B
09/21/2005 - 04/26/2007 PFIC SECURITIES CORPORATION (CRD#:34941) WARRENSBURG, MO
B
06/10/2003 - 09/21/2005 FISERV INVESTOR SERVICES, INC. (CRD#:34637) HOUSTON, TX
B
12/17/1999 - 06/10/2003 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.