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William Scott Crampton
SCOTT CRAMPTON, WILLIAM SCOTT CRAMPTON JR., William S Crampton
CRD#: 4092565
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 Aurora, CO
Registration History
19952000200520102015202020252 FIRMS2020 - 2021 (1 year)2 FIRMS2022 - Present (3 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2004 - 2020 (16 years)IAADVICE AND PLANNING SERVICES (CRD# 20472)2006 - 2020 (14 years)
Disclosure(s)
View By:
2/10/2000
Employment Separation After Allegations
10/15/1992
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 2/28/2022

B
Missouri 2/24/2022

B
Alaska 2/25/2022

B
Montana 2/25/2022

B
Arizona 3/4/2022

B
Nebraska 2/24/2022

B
Arkansas 2/24/2022

B
Nevada 3/11/2022

B
California 2/24/2022

B
New Hampshire 3/1/2022

B
Colorado 2/24/2022

B
New Jersey 2/24/2022

IA
Colorado 2/24/2022

B
New Mexico 2/25/2022

B
Connecticut 2/25/2022

B
New York 2/24/2022

B
Delaware 3/23/2022

B
North Carolina 2/25/2022

B
District of Columbia 2/24/2022

B
North Dakota 2/28/2022

B
Florida 2/25/2022

B
Ohio 2/24/2022

B
Georgia 2/25/2022

B
Oklahoma 2/28/2022

B
Hawaii 2/25/2022

B
Oregon 2/24/2022

B
Idaho 2/24/2022

B
Pennsylvania 2/25/2022

B
Illinois 2/28/2022

B
Rhode Island 3/3/2022

B
Indiana 2/24/2022

B
South Carolina 2/28/2022

B
Iowa 2/24/2022

B
South Dakota 3/8/2022

B
Kansas 2/24/2022

B
Tennessee 2/25/2022

B
Kentucky 2/25/2022

B
Texas 2/25/2022

B
Louisiana 2/28/2022

B
Utah 2/25/2022

B
Maine 2/24/2022

B
Vermont 2/24/2022

B
Maryland 2/24/2022

B
Virginia 2/26/2022

B
Massachusetts 2/25/2022

B
Washington 2/24/2022

B
Michigan 3/1/2022

B
West Virginia 2/24/2022

B
Minnesota 2/24/2022

B
Wisconsin 2/24/2022

B
Mississippi 2/24/2022

B
Wyoming 5/17/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
Aurora, CO
1670 BROADWAY, SUITE 3300 DENVER REGIONAL, DENVER, CO 80202-5602
Registered with this firm since 2/24/2022

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
Aurora, CO
1670 BROADWAY, SUITE 3300 DENVER REGIONAL, DENVER, CO 80202-5602
Registered with this firm since 2/24/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/04/2020 - 12/10/2021 ADVISED ASSETS GROUP, LLC (CRD#:112058) GREENWOOD VILLAGE, CO
B
12/03/2020 - 12/10/2021 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
IA
11/09/2006 - 11/13/2020 ADVICE AND PLANNING SERVICES (CRD#:20472) DENVER, CO
B
09/27/2004 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.