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Detailed Report
KEVIN MAHSEREJIAN
KEVORK MAHSEREJIAN
CRD#: 4090756
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 82 S LAKE AVE
PASADENA, CA 91101
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BWAMU INVESTMENTS, INC. (CRD# 599)2001 - 2009 (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2001 (1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (2 years)
Disclosure(s)
View By:
10/16/2007
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 1/3/2011
B
New Jersey 3/15/2019
B
California 1/3/2011
B
New Mexico 2/24/2025
IA
California 1/3/2011
B
New York 1/3/2011
B
Colorado 9/9/2016
B
Ohio 6/24/2021
B
Connecticut 1/11/2024
B
Oklahoma 2/16/2023
B
Florida 2/17/2025
B
Oregon 1/14/2019
B
Georgia 3/31/2025
B
South Carolina 6/29/2020
B
Kansas 2/17/2025
B
Tennessee 11/30/2011
B
Maine 7/9/2018
B
Texas 3/13/2012
B
Maryland 12/7/2018
IA
Texas 2/15/2025
B
Michigan 2/18/2025
B
Washington 11/16/2015
B
Nebraska 3/14/2024
B
West Virginia 10/5/2023
B
Nevada 1/3/2011

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
82 S LAKE AVE, PASADENA, CA 91101
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
82 S LAKE AVE, PASADENA, CA 91101
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 02/27/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SO. PASADENA, CA
B
 02/25/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SO. PASADENA, CA
IA
 05/02/2006 - 02/18/2009 WAMU INVESTMENTS, INC. (CRD#:599) GLENDALE, CA
B
 06/05/2001 - 02/18/2009 WAMU INVESTMENTS, INC. (CRD#:599) GLENDALE, CA
B
 02/21/2000 - 06/07/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.