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Detailed Report
CHRISTOPHER JOHN COGHLAN
CHRIS COGHLAN
CRD#: 4089973
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2207 S 3RD ST. W
MISSOULA, MT 59801
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2000 (<1 year)2 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BQUICK & REILLY, INC. (CRD# 11217)2001 - 2004 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2001 (<1 year)IAQUICK & REILLY, INC. (CRD# 11217)2002 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 11/28/2023
IA
Montana 11/27/2023
B
Alaska 11/27/2023
B
Nebraska 12/6/2023
B
Arizona 11/27/2023
B
Nevada 11/27/2023
B
California 11/27/2023
B
New Mexico 11/27/2023
B
Colorado 11/27/2023
B
North Carolina 11/27/2023
B
Connecticut 11/27/2023
B
North Dakota 11/27/2023
B
Delaware 11/27/2023
B
Ohio 11/27/2023
B
Florida 8/13/2024
B
Oklahoma 8/26/2024
B
Georgia 11/27/2023
B
Oregon 11/27/2023
B
Hawaii 10/18/2024
B
South Dakota 11/27/2023
B
Idaho 11/27/2023
B
Texas 11/27/2023
B
Louisiana 11/27/2023
IA
Texas 11/27/2023
B
Maryland 11/27/2023
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Utah 9/23/2024
B
Massachusetts 12/15/2023
B
Washington 11/27/2023
B
Michigan 11/27/2023
B
Wisconsin 11/27/2023
B
Montana 11/27/2023
B
Wyoming 11/27/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2207 S 3RD ST. W, MISSOULA, MT 59801
Registered with this firm since 11/27/2023
B
LPL FINANCIAL LLC (CRD#:6413)
2207 S 3RD ST. W, MISSOULA, MT 59801
Registered with this firm since 11/27/2023
Previous Registration(s)
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IA
 09/28/2018 - 11/27/2023 B.B. GRAHAM & COMPANY, INC. (CRD#:41533) Missoula, MT
B
 09/28/2018 - 11/27/2023 B.B. GRAHAM & COMPANY, INC. (CRD#:41533) Missoula, MT
IA
 03/27/2009 - 10/03/2018 RBC CAPITAL MARKETS, LLC (CRD#:31194) MISSOULA, MT
B
 03/27/2009 - 10/03/2018 RBC CAPITAL MARKETS, LLC (CRD#:31194) MISSOULA, MT
IA
 04/30/2004 - 03/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MISSOULA, MT
B
 04/30/2004 - 03/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MISSOULA, MT
IA
 08/27/2002 - 05/08/2004 QUICK & REILLY, INC. (CRD#:11217) SEATTLE, WA
B
 12/07/2001 - 05/08/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
 12/20/2000 - 05/07/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 09/15/2000 - 10/19/2000 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 09/15/2000 - 10/19/2000 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.