Individual Firm
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CHARLENE MARTIN
CHARLENE RUSHING
CRD#: 4089409
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 DICKSON, TN
0
Disclosures
24
Years of Experience
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State Registrations
B
California 10/11/2010
B
Michigan 9/16/2021
B
Florida 6/18/2012
B
Minnesota 1/3/2007
B
Georgia 11/17/2006
B
Tennessee 8/15/2006
B
Iowa 9/17/2014
IA
Tennessee 8/15/2006
B
Kentucky 10/12/2006
B
Texas 5/2/2018
B
Louisiana 1/5/2015
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/10/2003 - 07/21/2006 | BIRMINGHAM, AL | |
B | 06/09/2000 - 07/21/2006 | NASHVILLE, TN | |
IA | 02/04/2003 - 08/05/2003 | NASHVILLE, TN |
BIRMINGHAM, AL
07/10/2003 - 07/21/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.