Individual Firm
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Matthew David Spradley
CRD#: 4087025
IA
B
EDWARD JONESCRD#: 250 3709 CENTER ST SUITE B
DEER PARK, TX 77536
DEER PARK, TX 77536
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 6/22/2016
B
Montana 1/12/2022
B
Alaska 7/26/2024
B
New Mexico 10/16/2020
B
Arkansas 12/20/2007
B
Ohio 3/23/2010
B
California 2/17/2011
B
Oklahoma 12/1/2014
B
Delaware 7/26/2021
B
Pennsylvania 7/21/2021
B
Florida 10/31/2016
B
Tennessee 3/23/2017
B
Kansas 6/8/2023
B
Texas 8/27/2007
B
Louisiana 12/20/2007
IA
Texas 8/27/2007
B
Missouri 1/2/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/27/2007
B
Registered with this firm since 8/27/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/22/2006 - 08/21/2007 | BURNET, TX | |
B | 09/11/2006 - 08/21/2007 | BURNET, TX | |
B | 05/09/2003 - 10/19/2004 | CHICAGO, IL | |
B | 09/24/2001 - 11/08/2002 | PURCHASE, NY | |
B | 02/02/2000 - 07/25/2001 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.