• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SUSAN JANE GILPATRIC
CRD#: 4087021
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 254 COMMERCIAL ST STE 257
PORTLAND, ME 04101
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (23 years)BADVEST, INC. (CRD# 10)2000 - 2001 (1 year)
License(s)

State Registrations

B
Alaska 5/21/2007

B
Montana 11/17/2016

B
Arizona 11/17/2016

B
Nevada 1/28/2015

B
California 3/5/2001

B
New Hampshire 5/21/2007

B
Colorado 3/5/2001

B
New Jersey 5/9/2007

B
Connecticut 8/13/2020

B
New York 5/21/2007

B
District of Columbia 1/2/2015

B
North Carolina 5/22/2007

B
Florida 3/5/2001

B
Ohio 1/4/2006

B
Georgia 8/18/2014

B
Oklahoma 11/17/2016

B
Hawaii 11/17/2016

B
Oregon 2/10/2015

B
Idaho 11/17/2016

B
Pennsylvania 5/21/2007

B
Indiana 11/30/2007

B
Rhode Island 7/23/2009

B
Kansas 11/4/2024

B
South Carolina 5/21/2007

B
Kentucky 11/17/2016

B
Tennessee 11/17/2016

B
Louisiana 11/17/2016

B
Texas 8/3/2010

B
Maine 3/5/2001

IA
Texas 8/25/2010

IA
Maine 6/17/2002

B
Utah 4/1/2020

B
Maryland 5/21/2007

B
Virginia 5/21/2007

B
Massachusetts 5/21/2007

B
Washington 11/17/2016

B
Michigan 3/15/2013

B
Wisconsin 2/7/2019

B
Missouri 3/28/2019

B
Wyoming 11/17/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
254 COMMERCIAL ST STE 257, PORTLAND, ME 04101
Registered with this firm since 9/28/2001

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
254 COMMERCIAL ST STE 257, PORTLAND, ME 04101
Registered with this firm since 3/5/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/30/2000 - 03/26/2001 ADVEST, INC. (CRD#:10) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.